Archival Inspection: What They Check, How to Prepare, and What Are the Penalties

Archival Inspection: What They Check, How to Prepare, and What Are the Penalties

What Is an Archival Inspection?

An archival inspection is an audit conducted by competent archives over legal entities and entrepreneurs in Serbia, to verify that documentation is stored, maintained, and protected in accordance with the Law on Archival Materials and Archival Activities.

Inspections can be regular (planned) or extraordinary (upon complaint or initiative). Any company in Serbia can be subject to inspection — regardless of size or activity.

What Do Inspectors Check?

1. Rulebook on Protection of Registry Material

Does the company have an adopted internal Rulebook? Is it up to date? Are employees familiar with it?

2. Category List of Registry Material

Does a Category List with retention periods exist? Has it been approved by the competent archive? Does it match the company's actual documentation types?

3. Archive Book

Is it maintained? Is it properly filled in? Was it submitted to the archive on time (by April 30th)? Are sequential numbers continuous?

4. Appointment of Responsible Person

Has a person responsible for protection of registry material been formally appointed?

5. Storage Conditions

Where is documentation stored? Is the room adequate (dry, fire-protected, locked)? Are shelves and binders in order?

6. Document Destruction

Has the company destroyed any documentation? If so — did it first obtain archive approval? Does a destruction record exist?

How to Prepare for Inspection

Use this checklist to verify your readiness:

  • Adopted Rulebook on Protection of Registry Material
  • Category List approved by the competent archive
  • Archive book filled in and submitted for all previous years
  • Responsible person appointed (with decision/resolution)
  • Documentation stored in adequate conditions
  • If destruction occurred — archive approval + record
  • Electronic documentation properly archived

Penalties for Violations

According to Articles 42-43 of the Law:

Violator Penalty Range
Legal entities50,000 — 2,000,000 RSD
Entrepreneurs10,000 — 500,000 RSD
Responsible persons5,000 — 150,000 RSD

The harshest penalties are for destroying documentation without approval, especially if documents of permanent value are destroyed.

What If Your Company Has Never Submitted an Archive Book?

This is a common scenario. Many companies operate for years without ever submitting an archive book. In that case:

  1. Don't panic, but act immediately
  2. Retroactively fill archive books for all previous years
  3. Adopt a Rulebook and Category List if you don't have them
  4. Appoint a responsible person
  5. Contact the competent archive — they are usually cooperative and help companies that come voluntarily

It's better to approach the archive yourself than to wait for an inspection.

Conclusion

An archival inspection is nothing to fear — provided your documentation is in order. The key is a systematic approach: Rulebook, Category List, archive book, and adequate storage.

With Arhivix, all these requirements are automated. The system generates the archive book, tracks retention periods, categorizes documents by Category List, and maintains complete records for any inspection. Sign up free.